REFILE-COMPLY-Advisers still shaky on social media policy - Reuters
Some firms are making major missteps as they ramp up their presence on the sites, and many do not even have social networking policies. Or if they do, many have inadequate guidelines. And while many brokerages and investment advisers were once ...
REFILE-COMPLY-Advisers still shaky on social media policy - Reuters
May 30 (Reuters) - As the securities industry finally warms up to using social media sites such as Facebook and LinkedIn, regulators are discovering that brokerages and investment advisers are off to a rocky start. Some firms are making major ...
